Sean Michael Patton

Current Employers

Employment History

• 03/2003 → Present
  Cordell, Neher & Company Pllc
  Wenatchee, WA
• 12/2013 → 10/2019
  1St Global Capital Corp.
  Dallas, TX
• 12/2013 → 10/2019
  1St Global Advisors,Inc.
  Dallas, TX
• 01/2015 → 09/2025
  Avantax Insurance Services, Inc.
  Wenatchee, WA
• 10/2019 → 09/2025
  Avantax Advisory Services
  Wenatchee, WA
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Wenatchee, WA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Wenatchee, WA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Wenatchee, WA
• 2014-08-11 → 2019-10-25
  1St Global Advisors Inc
  Wenatchee, WA

Other Businesses

1) CNC FINANCIAL GROUP POSITION: FINANCIAL ADVISOR NATURE: WEALTH MANAGEMENT AND ADVISORY SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 08/12/2014 ADDRESS: Ste 1, Wenatchee WA 98801, United States DESCRIPTION: Financial Services Advisor 2) WENATCHEE VALLEY YMCA POSITION: Board Member NATURE: Current Treasurer INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/31/2012 ADDRESS: 217 Orondo Ave, Wenatchee WA 98801, United States DESCRIPTION: Maintain ethical practice through unbiased and non-partisan leadership. Attend meetings of the Board of Directors; Assistthe Board to policy decisions in accordance with The Strategic Plan; Serve on the Finance Committee Serve as a member of other committees and attend their meetings as needed and when possible; 3) PENNY PROPERTIES, LLC POSITION: Member NATURE: Commerical building rental, of which Cordell Neher & Company, PLLC ("CNC") and CNC Financial Group, LLC ("CNCFG") are tenants. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/28/2017 ADDRESS: 175 E. Penny Rd, Wenatchee WA 98801, United States DESCRIPTION: Member/owner, no significant duties, passive commerical self rental property 4) CORDELL, NEHER & COMPANY, PLLC POSITION: Member NATURE: Public Accounting Firm INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/15/2003 ADDRESS: 175 E. Penny Road, Suite 1, Wenatchee WA 98801, United States DESCRIPTION: CPA, LLC Member

Exams

• S66 Uniform Combined State Law Examination
  2014-08-09