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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-15 |
| CA | RA | APPROVED | 2025-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities Inc. | Riverside | CA | 04/2016 | 08/2021 |
| Compass Bank | Birmingham | AL | 02/2016 | 08/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 04/2016 | 08/2021 |
| Girl Scouts Of San Gorgonio County | Redlands | CA | 08/2015 | 05/2025 |
| Bbva Wealth Solutions Inc. | Riverside | CA | 03/2017 | 08/2021 |
| Pnc Investments | Corona | CA | 08/2021 | 03/2022 |
| Cuso Financial Services, Lp | San Diego | CA | 03/2022 | 05/2025 |
| Lpl Financial Llc | Riverside | CA | 05/2025 | Present |
1- 05/15/2025 - Altura Investment Services - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 05/16/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-02 |
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