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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-15
CA RA APPROVED 2025-05-15
  • TX RA
    APPROVED_RES
    Since 2025-08-15
  • CA RA
    APPROVED
    Since 2025-05-15

Branch Locations

10725 Magnolia Ave, Riverside, CA 92505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Securities Inc. Riverside CA 04/2016 08/2021
Compass Bank Birmingham AL 02/2016 08/2021
Bbva Compass Insurance Agency, Inc. Austin TX 04/2016 08/2021
Girl Scouts Of San Gorgonio County Redlands CA 08/2015 05/2025
Bbva Wealth Solutions Inc. Riverside CA 03/2017 08/2021
Pnc Investments Corona CA 08/2021 03/2022
Cuso Financial Services, Lp San Diego CA 03/2022 05/2025
Lpl Financial Llc Riverside CA 05/2025 Present
  • 04/2016 → 08/2021
    Bbva Securities Inc.
    Riverside, CA
  • 02/2016 → 08/2021
    Compass Bank
    Birmingham, AL
  • 04/2016 → 08/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 08/2015 → 05/2025
    Girl Scouts Of San Gorgonio County
    Redlands, CA
  • 03/2017 → 08/2021
    Bbva Wealth Solutions Inc.
    Riverside, CA
  • 08/2021 → 03/2022
    Pnc Investments
    Corona, CA
  • 03/2022 → 05/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 05/2025 → Present
    Riverside, CA
Previous Registrations
  • 2022-04-04 → 2025-05-15
    Cuso Financial Services, L.P.
    Riverside, CA
    Murrieta, CA
  • 2021-08-18 → 2022-03-16
    Corona, CA
    Desert Hot Springs, CA
    Riverside, CA
    Palm Springs, CA
    Riverside, CA
    Palm Desert, CA
    Indio, CA
  • 2017-03-16 → 2021-08-17
    Pnc Managed Account Solutions, Inc.
    Riverside, CA
Other Businesses

1- 05/15/2025 - Altura Investment Services - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 05/16/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-11
S63 Uniform Securities Agent State Law Examination 2013-12-02
  • S65 Uniform Investment Adviser Law Examination
    2017-03-11
  • S63 Uniform Securities Agent State Law Examination
    2013-12-02
Other Names
  • Lolla Ruth Hocker
  • Lolla Ruth Lea
  • Lolla Ruth Lea
  • Lolla Ruth Hocker
  • Lolla Ruth Lea
  • Lolla Ruth Long

View on SEC IAPD

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