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Kay Cassie Oh

Integris Wealth Management, LLC

Monterey, CA

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Current Employers
Integris Wealth Management, Llc

435 Washington Street Suite A, Monterey, CA 93940 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-30
TX RA APPROVED 2024-04-30
  • CA RA
    APPROVED
    Since 2024-04-30
  • TX RA
    APPROVED
    Since 2024-04-30

Branch Locations

435 Washington Street Suite A, Monterey, CA 93940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 11/2013 06/2017
Integris Wealth Management, Llc Monterey CA 02/2019 Present
Unemployed Salinas CA 06/2017 02/2019
  • 11/2013 → 06/2017
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 02/2019 → Present
    Integris Wealth Management, Llc
    Monterey, CA
  • 06/2017 → 02/2019
    Unemployed
    Salinas, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-30
S63 Uniform Securities Agent State Law Examination 2013-12-19
  • S65 Uniform Investment Adviser Law Examination
    2024-04-30
  • S63 Uniform Securities Agent State Law Examination
    2013-12-19
Other Names
  • Kay Cassie Poon

View on SEC IAPD

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Other Offices

COMMONWEALTH FINANCIAL NETWORK · Monterey, CA
EDWARD JONES · Monterey, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Monterey, CA
FIRST COMMAND ADVISORY SERVICES · Monterey, CA
MODERN WEALTH MANAGEMENT, LLC · MONTEREY, CA
DEL MONTE CAPITAL, INC. · MONTEREY, CA
MORGAN STANLEY · Monterey, CA
STRATEGIC ADVISERS LLC · MONTEREY, CA

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