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Cory David Johnson

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 6268655

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-07-02
AZ RA APPROVED 2017-08-29
TX RA APPROVED 2017-08-29
  • WI RA
    APPROVED
    Since 2024-07-02
  • AZ RA
    APPROVED
    Since 2017-08-29
  • TX RA
    APPROVED
    Since 2017-08-29

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 11/2013 Present
That Legendary Life Llc Scottsdale AZ 05/2022 06/2025
That Legendary Life Llc Phoenix AZ 06/2025 Present
  • 11/2013 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 05/2022 → 06/2025
    That Legendary Life Llc
    Scottsdale, AZ
  • 06/2025 → Present
    That Legendary Life Llc
    Phoenix, AZ
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: THAT LEGENDARY LIFE LLC NON-INVESTMENT RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: LLC POSITION: OWNER START DATE: 05/2022 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER, MAINTAIN LLC NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 08/2025 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-18
S63 Uniform Securities Agent State Law Examination 2013-12-19
  • S65 Uniform Investment Adviser Law Examination
    2017-08-18
  • S63 Uniform Securities Agent State Law Examination
    2013-12-19
Other Names
  • Cory D Johnson

View on SEC IAPD

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