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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-07-02 |
| AZ | RA | APPROVED | 2017-08-29 |
| TX | RA | APPROVED | 2017-08-29 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 11/2013 | Present |
| That Legendary Life Llc | Scottsdale | AZ | 05/2022 | 06/2025 |
| That Legendary Life Llc | Phoenix | AZ | 06/2025 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: THAT LEGENDARY LIFE LLC NON-INVESTMENT RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: LLC POSITION: OWNER START DATE: 05/2022 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER, MAINTAIN LLC NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 08/2025 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-19 |
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