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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-04-20 |
Branch Locations
4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA
950 Main Avenue Suite 1800, Cleveland, OH 44113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Investment Management Services Llc | Newark | NJ | 01/2016 | 06/2017 |
| The Prudential Insurance Company Of America | Newark | NJ | 01/2016 | 06/2017 |
| C2P Enterpises | Westlake | OH | 07/2017 | 07/2022 |
| Mercap Securities, Llc | Paoli | PA | 05/2019 | 11/2020 |
| Innovation Partners Llc | Charlotte | NC | 11/2020 | 09/2021 |
| Raymond James & Associates, Inc. | Troy | MI | 08/2022 | 10/2024 |
| Pcn | Troy | MI | 08/2022 | 10/2024 |
| Independence Wealth Advisors | Independence | OH | 11/2024 | 12/2024 |
| Independence Wealth Advisors, Llc | Independence | OH | 12/2024 | 02/2025 |
| Independence Wealth Advisors | Independence | OH | 12/2024 | 02/2025 |
| Self Employed - Mueller Insurance Group | Chagrin Falls | OH | 03/2025 | 06/2025 |
| Oswald Companies | Cleveland | OH | 07/2025 | Present |
| Integrity Alliance, Llc | Cleveland | OH | 04/2026 | Present |
1.OSWALD COMPANIES POSITION: Employee NATURE: Senior case design on the Oswald Life Insurance team. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 0 START DATE: 07/07/2025 ADDRESS: 950 Main Ave., Suite 1800, Cleveland OH 44113, DESCRIPTION: I work with agents and clients to find the best products and strategies available for their insurance needs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-11 |
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