Best Investors Account Sign in
Inactive

Nicholas Peter Mueller

Integrity Alliance, LLC.

Urbandale, IA

Cleveland, OH

Claim This Profile
Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-04-20
  • OH RA
    APPROVED
    Since 2026-04-20

Branch Locations

4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA

950 Main Avenue Suite 1800, Cleveland, OH 44113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Investment Management Services Llc Newark NJ 01/2016 06/2017
The Prudential Insurance Company Of America Newark NJ 01/2016 06/2017
C2P Enterpises Westlake OH 07/2017 07/2022
Mercap Securities, Llc Paoli PA 05/2019 11/2020
Innovation Partners Llc Charlotte NC 11/2020 09/2021
Raymond James & Associates, Inc. Troy MI 08/2022 10/2024
Pcn Troy MI 08/2022 10/2024
Independence Wealth Advisors Independence OH 11/2024 12/2024
Independence Wealth Advisors, Llc Independence OH 12/2024 02/2025
Independence Wealth Advisors Independence OH 12/2024 02/2025
Self Employed - Mueller Insurance Group Chagrin Falls OH 03/2025 06/2025
Oswald Companies Cleveland OH 07/2025 Present
Integrity Alliance, Llc Cleveland OH 04/2026 Present
  • 01/2016 → 06/2017
    Prudential Investment Management Services Llc
    Newark, NJ
  • 01/2016 → 06/2017
    The Prudential Insurance Company Of America
    Newark, NJ
  • 07/2017 → 07/2022
    C2P Enterpises
    Westlake, OH
  • 05/2019 → 11/2020
    Mercap Securities, Llc
    Paoli, PA
  • 11/2020 → 09/2021
    Innovation Partners Llc
    Charlotte, NC
  • 08/2022 → 10/2024
    Raymond James & Associates, Inc.
    Troy, MI
  • 08/2022 → 10/2024
    Pcn
    Troy, MI
  • 11/2024 → 12/2024
    Independence Wealth Advisors
    Independence, OH
  • 12/2024 → 02/2025
    Independence, OH
  • 12/2024 → 02/2025
    Independence Wealth Advisors
    Independence, OH
  • 03/2025 → 06/2025
    Self Employed - Mueller Insurance Group
    Chagrin Falls, OH
  • 07/2025 → Present
    Oswald Companies
    Cleveland, OH
  • 04/2026 → Present
    Cleveland, OH
Previous Registrations
Other Businesses

1.OSWALD COMPANIES POSITION: Employee NATURE: Senior case design on the Oswald Life Insurance team. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 0 START DATE: 07/07/2025 ADDRESS: 950 Main Ave., Suite 1800, Cleveland OH 44113, DESCRIPTION: I work with agents and clients to find the best products and strategies available for their insurance needs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-26
S63 Uniform Securities Agent State Law Examination 2015-05-11
  • S65 Uniform Investment Adviser Law Examination
    2024-11-26
  • S63 Uniform Securities Agent State Law Examination
    2015-05-11
Other Names
  • Nicholas Mueller
  • Nick Peter Mueller
  • Nicholas P Mueller

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Urbandale, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor