Nicholas Peter Mueller

Employer firm

Integrity Alliance, LLC. CRD 139627

$5.41B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 06/2017
  Prudential Investment Management Services Llc
  Newark, NJ
• 01/2016 → 06/2017
  The Prudential Insurance Company Of America
  Newark, NJ
• 07/2017 → 07/2022
  C2P Enterpises
  Westlake, OH
• 05/2019 → 11/2020
  Mercap Securities, Llc
  Paoli, PA
• 11/2020 → 09/2021
  Innovation Partners Llc
  Charlotte, NC
• 08/2022 → 10/2024
  Raymond James & Associates, Inc.
  Troy, MI
• 08/2022 → 10/2024
  Pcn
  Troy, MI
• 11/2024 → 12/2024
  Independence Wealth Advisors
  Independence, OH
• 12/2024 → 02/2025
  Independence Wealth Advisors, Llc
  Independence, OH
• 12/2024 → 02/2025
  Independence Wealth Advisors
  Independence, OH
• 03/2025 → 06/2025
  Self Employed - Mueller Insurance Group
  Chagrin Falls, OH
• 07/2025 → Present
  Oswald Companies
  Cleveland, OH
• 04/2026 → Present
  Integrity Alliance, Llc
  Cleveland, OH

Previous Registrations

• 2024-12-13 → 2025-03-03
  Independence Wealth Advisors, Llc
  Independence, OH

Other Businesses

1.OSWALD COMPANIES POSITION: Employee NATURE: Senior case design on the Oswald Life Insurance team. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 0 START DATE: 07/07/2025 ADDRESS: 950 Main Ave., Suite 1800, Cleveland OH 44113, DESCRIPTION: I work with agents and clients to find the best products and strategies available for their insurance needs.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-11-26
• S63 Uniform Securities Agent State Law Examination
  2015-05-11

Other Names

• Nicholas Mueller
• Nick Peter Mueller
• Nicholas P Mueller