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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-02-15
  • CA RA
    APPROVED
    Since 2017-02-15

Branch Locations

4675 Macarthur Court Suite 1050, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Llc Newport Beach CA 10/2014 Present
Massmutual/Capstone Partners Financial & Insurance Services, Llc Newport Beach CA 10/2014 Present
  • 10/2014 → Present
    Newport Beach, CA
  • 10/2014 → Present
    Massmutual/Capstone Partners Financial & Insurance Services, Llc
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-19
  • S66 Uniform Combined State Law Examination
    2016-12-19
Other Names
  • Zanna Slaveniece

View on SEC IAPD

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