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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-11-02
  • CO RA
    APPROVED
    Since 2021-11-02

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Capital Inc Denver CO 10/2013 09/2021
Gwfs Equities, Inc Greenwood Village CO 09/2021 Present
  • 10/2013 → 09/2021
    Transamerica Capital Inc
    Denver, CO
  • 09/2021 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-28
S63 Uniform Securities Agent State Law Examination 2016-02-23
  • S66 Uniform Combined State Law Examination
    2021-10-28
  • S63 Uniform Securities Agent State Law Examination
    2016-02-23
Other Names
  • Bradley Ross Steffen
  • Brad Ross Steffen

View on SEC IAPD

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