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3930 E. Ray Road Suite 155, Phoenix, AZ 85044 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-03-02 |
Branch Locations
3930 E. Ray Road Suite 155, Phoenix, AZ 85044 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Tucson | AZ | 03/2015 | 02/2023 |
| Douglas Jones | Tucson | AZ | 01/2016 | 10/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2016 | 02/2023 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2019 | 02/2023 |
| Brookwood Insurance Group Llc | Phoenix | AZ | 02/2023 | Present |
| Brookwood Investment Group Llc | Phoenix | AZ | 02/2023 | Present |
| Dovetail Capital Management Llc | Phoenix | AZ | 02/2023 | Present |
1). BROOKWOOD INSURANCE GROUP LLC; INVESTMENT RELATED; 3930 E. RAY ROAD, SUITE 155, PHOENIX, AZ 85044; INSURANCE SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS; LICENSED INSURANCE PRODUCER SINCE 02/2023; HOURS PER MONTH: 10; HOURS DURING TRADING: 5
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-15 |
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