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Michael James Fenner

Ieq Capital, LLC

Foster City, CA

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Current Employers
Ieq Capital, Llc

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-25
  • CA RA
    APPROVED
    Since 2025-02-25

Branch Locations

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments San Mateo CA 03/2017 11/2018
Fisher Investments San Mateo CA 11/2018 08/2022
Unemployed Chicago IL 11/2016 02/2017
Northern Trust Chicago IL 01/2012 10/2016
Neuberger Berman San Francisco CA 09/2022 11/2022
Unemployed San Mateo CA 11/2022 12/2024
Ieq Capital, Llc Foster City CA 01/2025 Present
  • 03/2017 → 11/2018
    Fisher Investments
    San Mateo, CA
  • 11/2018 → 08/2022
    Fisher Investments
    San Mateo, CA
  • 11/2016 → 02/2017
    Unemployed
    Chicago, IL
  • 01/2012 → 10/2016
    Northern Trust
    Chicago, IL
  • 09/2022 → 11/2022
    Neuberger Berman
    San Francisco, CA
  • 11/2022 → 12/2024
    Unemployed
    San Mateo, CA
  • 01/2025 → Present
    Ieq Capital, Llc
    Foster City, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-02-24
  • S63 Uniform Securities Agent State Law Examination
    2023-02-24
Designations

View on SEC IAPD

Other Firms

CITIGROUP GLOBAL MARKETS INC.
U.S. BANCORP ADVISORS, LLC
J.P. MORGAN SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SUMMITRY, LLC
WELLS FARGO CLEARING SERVICES, LLC
CELESTA
SEMPERVIRENS VENTURES LLC

Other Investors

TONY HUNG NGUY
DYLAN BOWSKY
Ronald Timothy Clement
Tom Gai
Jia Hui Wei
Xiaoyan Zhou
AJANTA BASAK
Mohammad Safariannematabad

Other Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA
U.S. BANCORP ADVISORS, LLC · Foster City, CA
J.P. MORGAN SECURITIES LLC · SAN MATEO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOSTER CITY, CA
SUMMITRY, LLC · FOSTER CITY, CA
J.P. MORGAN SECURITIES LLC · FOSTER CITY, CA
WELLS FARGO CLEARING SERVICES, LLC · FOSTER CITY, CA
CELESTA · SAN MATEO, CA

More in Foster City, CA

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