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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2023-09-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Norfolk | NE | 11/2013 | Present |
| Thrivent Financial For Lutherans | Appleton | WI | 03/2014 | Present |
| Principal Life Insurance Company | Norfolk | NE | 08/2023 | Present |
| Principal Securities, Inc. | Norfolk | NE | 08/2023 | Present |
**FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 20 START DATE: 09/28/2023 ADDRESS: 1105 S 13th Street, Suite #205, NORFOLK NE 68701, United States DESCRIPTION: Fixed insurance: Life, Disability, Annuities, Long Term Care, Health, Medicare Supplements, Group Benefits **BSA SCOUTS OF AMERICA TROOP #1119 POSITION: Charter Representative NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 1105 S 13th Street, Suite #205, NORFOLK NE 68701, United States DESCRIPTION: I am the charter representative for this troop through the Lions Club of Norfolk. In this capacity I provide guidance to the troop regarding youth activity, skills and direction. I advise the adult committee on matters pertaining to the rules and regulations set down by the BSA. I also approve all other leaderships positions in the troop, adult and youth. **NORFOLK NEBRASKA CITY COUNCIL POSITION: City Councilman NATURE: Elected Official INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 12/02/2024 ADDRESS: 309 N 5th Street, Norfolk NE 68701, United States DESCRIPTION: I have been elected to be a city councilman for the city of Norfolk, NE. I will be voting on relevant issues and matters that come before the city council.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-18 |
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