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Kathleen Ann Tavs

Edward Jones

Fond Du Lac, WI

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-23
WI RA APPROVED 2017-04-07
  • TX RA
    APPROVED_RES
    Since 2021-04-23
  • WI RA
    APPROVED
    Since 2017-04-07

Branch Locations

101 S Pioneer Rd Ste B, Fond Du Lac, WI 54935 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Fond Du Lac WI 11/2013 10/2016
Edward Jones St. Louis MO 10/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-03
  • S66 Uniform Combined State Law Examination
    2017-02-03
Other Names
  • Kathleen A Broderick
  • Kathleen A Schommer
  • Kathleen A Sylla
  • Kathleen A Killinger

View on SEC IAPD

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LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.
CETERA INVESTMENT ADVISERS LLC

Other Investors

CARL HUGH RICKMEIER
CARL JOHN HELLEBERG
JOHN ARMAND WELSCH
KRISTAN LEE JANSSEN
MICHAEL ALPHONSE KORB
Douglas Alexander Eyssautier
Connor Frederick Heck
Jacob Thomas Norlander

Other Offices

RBC CAPITAL MARKETS, LLC · Fond Du Lac, WI
U.S. BANCORP ADVISORS, LLC · Fond du Lac, WI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fond Du Lac, WI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Du Lac, WI
J.P. MORGAN SECURITIES LLC · FOND DU LAC, WI
LPL FINANCIAL LLC · FOND DU LAC, WI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · FOND DU LAC, WI
EDWARD JONES · FOND DU LAC, WI

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