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Thomas Spitler

Wells Fargo Clearing Services, LLC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-03-16
TX RA APPROVED 2017-03-08
MO RA APPROVED 2017-02-09
  • IL RA
    APPROVED
    Since 2026-03-16
  • TX RA
    APPROVED
    Since 2017-03-08
  • MO RA
    APPROVED
    Since 2017-02-09

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc St. Louis MO 10/2016 11/2016
Wells Fargo Clearing Services St. Louis MO 02/2017 Present
Unemployed Mascoutah IL 02/2016 10/2016
Unemployed Mascoutah IL 11/2016 02/2017
  • 10/2016 → 11/2016
    Scottrade, Inc
    St. Louis, MO
  • 02/2017 → Present
    Wells Fargo Clearing Services
    St. Louis, MO
  • 02/2016 → 10/2016
    Unemployed
    Mascoutah, IL
  • 11/2016 → 02/2017
    Unemployed
    Mascoutah, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-03
  • S66 Uniform Combined State Law Examination
    2014-01-03
Other Names
  • Thomas L Spitler
  • Thomas Lee Spitler

View on SEC IAPD

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