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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-08-10 |
Branch Locations
400 Robert St N Ste 800, St Paul, MN 55101 • United States
Woodbury, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Financial | Minneapolis | MN | 11/2015 | 06/2020 |
| Thrivent Investment Management Inc | Cottage Grove | MN | 01/2016 | 02/2021 |
| Thrivent Financial | Minneapolis | MN | 06/2020 | 02/2021 |
| Minnesota Life Insurance Co | St Paul | MN | 02/2021 | 08/2023 |
| Securian Financial Services Inc | St Paul | MN | 03/2021 | 08/2023 |
| Mshsl | Brooklyn Center | MN | 11/2000 | Present |
| Minnesota Vikings | Eagan | MN | 07/2019 | Present |
| Ncaa | Indianapolis | IN | 07/2010 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
MINNESOTA STATE HIGH SCHOOL LEAGUE; Brooklyn Center, MN; non-investment related; independent contractor/referee; 11/2020-pres; 15 hrs/mo; 0 trade hrs/mo*NATIONAL COLLEGIATE ATHLETIC ASSOCIATION; Indianapolis, IN; non-investment related; independent contractor/referee; 07/2010-pres; 15 hrs/mo; 0 trade hrs/mo*MINNESOTA VIKINGS; Eagan, MN; non-investment related; independent contractor/referee; 07/2019-pres; 4 hrs/mo; 4 trade hrs/mo. MSHSL POSITION: Independent Contractor NATURE: Sport Coach/Referee INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2000 ADDRESS: 2100 Freeway Blvd, Brooklyn Center MN 55430, United States DESCRIPTION: High school football and basketball official. MINNESOTA VIKINGS POSITION: Independent Contractor NATURE: Sport Coach/Referee INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/01/2019 ADDRESS: 2600 Vikings Circle, Eagan MN 55121, United States DESCRIPTION: Official for MN Vikings practices. NCAA POSITION: Independent Contractor NATURE: Sport Coach/Referee INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2010 ADDRESS: 700 W. Washington Street, PO Box 6222, Indianapolis IN 46206, United States DESCRIPTION: College football official.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-20 |
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