Ryan Michael Tracy

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → Present
  Regions Bank
  Memphis, TN
• 02/2015 → Present
  Cetera Investment Services Llc
  St. Cloud, MN
• 02/2015 → Present
  Cetera Investment Advisers Llc
  Memphis, TN

Previous Registrations

• 2014-07-17 → 2014-08-19
  Securian Financial Services, Inc.
  Germantown, TN

Other Businesses

1.)Fixed Insurance sales through the bank. Refer clients to mortgage department for mortgage loans 2. COMMITTEE MEMBER FOR UPRISE, HELP DIRECT A FUNDRAISING EVENT FOR NON-PROFIT, 2/HRS/WK

Exams

• S66 Uniform Combined State Law Examination
  2014-07-09