Best Investors Account Sign in
Inactive

Joel Benjamin Van Essen

City Different Investments

Santa Fe, NM

Austin, TX

Claim This Profile
Current Employers
City Different Investments

925 Paseo De Peralta, Santa Fe, NM 87501 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2021-07-13
  • NM RA
    APPROVED
    Since 2021-07-13

Branch Locations

925 Paseo De Peralta, Santa Fe, NM 87501 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Greenwood Village CO 01/2014 09/2016
Unemployed Denver CO 09/2016 11/2016
Personal Capital Advisors Corporation Denver CO 11/2016 06/2019
Personal Capital Denver CO 10/2017 06/2019
City Different Investments Santa Fe NM 07/2021 Present
Duke University Durham NC 06/2019 06/2021
  • 01/2014 → 09/2016
    Fidelity Brokerage Services, Llc
    Greenwood Village, CO
  • 09/2016 → 11/2016
    Unemployed
    Denver, CO
  • 11/2016 → 06/2019
    Personal Capital Advisors Corporation
    Denver, CO
  • 10/2017 → 06/2019
    Personal Capital
    Denver, CO
  • 07/2021 → Present
    City Different Investments
    Santa Fe, NM
  • 06/2019 → 06/2021
    Duke University
    Durham, NC
Previous Registrations
  • 2016-11-30 → 2019-07-19
    Personal Capital Advisors Corporation
    Denver, CO
    Greenwood Village, CO
  • 2015-03-04 → 2016-09-19
    Strategic Advisers Llc
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-06
S63 Uniform Securities Agent State Law Examination 2014-05-01
  • S66 Uniform Combined State Law Examination
    2015-02-06
  • S63 Uniform Securities Agent State Law Examination
    2014-05-01
Designations

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
G. ALLEN FINANCIAL INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
EP WEALTH ADVISORS
EDWARD JONES
UBS FINANCIAL SERVICES INC.
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

LAWRENCE ELLIOT SCHWARTZ
ANTONIO CARLOS LOPEZ
ROBERT CALDER STACK
BRUCE HOWARD GALPERT
JESSICA LEIGH MARLOWE
QUENTIN JOHN HEFFRON
JOHN BARRY GERST
JILL MARIE ENLOE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SANTA FE, NM
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SANTA FE, NM
G. ALLEN FINANCIAL INC. · SANTA FE, NM
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SANTA FE, NM
EP WEALTH ADVISORS · Santa Fe, NM
EDWARD JONES · SANTA FE, NM
UBS FINANCIAL SERVICES INC. · SANTA FE, NM
RAYMOND JAMES & ASSOCIATES, INC. · SANTA FE, NM

More in Santa Fe, NM

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor