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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-06-04
  • IL RA
    APPROVED
    Since 2019-06-04

Branch Locations

14225 95Th Ave Suite 422, Orland Park, IL 60462 • United States

500 W. 22Nd Street, Oak Brook, IL 60523-1955 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dws Investments Distributors, Inc Chicago IL 04/2014 05/2019
Charles Schwab & Co., Inc. Orland Park IL 05/2019 Present
Charles Schwab Bank, Ssb Orland Park IL 05/2019 Present
  • 04/2014 → 05/2019
    Dws Investments Distributors, Inc
    Chicago, IL
  • 05/2019 → Present
    Orland Park, IL
  • 05/2019 → Present
    Charles Schwab Bank, Ssb
    Orland Park, IL
Previous Registrations
Other Businesses

1) rental property | Investment Related:No|21757 Oak Dr|Pierson|MI|49339|USA|Real Estate (Non-Agent/Broker)|owner|5/1/2022|Less than 20|0|rental property through VRBO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-04
  • S66 Uniform Combined State Law Examination
    2019-06-04
Other Names
  • Michele Lou
  • Michele Ann Lou
  • Michele Davis

View on SEC IAPD

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