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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-04-06
  • TN RA
    APPROVED
    Since 2022-04-06

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

College Grove, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Nashville TN 09/2015 05/2018
Personal Capital Advisors Corporation Nashville TN 06/2021 03/2022
Robert W. Baird & Co. Nashville TN 06/2018 03/2021
Gwfs Equities, Inc Greenwood Village CO 03/2022 Present
Advised Assets Group, Llc Greenwood Village CO 03/2022 Present
  • 09/2015 → 05/2018
    Robert W. Baird & Co.
    Nashville, TN
  • 06/2021 → 03/2022
    Personal Capital Advisors Corporation
    Nashville, TN
  • 06/2018 → 03/2021
    Robert W. Baird & Co.
    Nashville, TN
  • 03/2022 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 03/2022 → Present
    Advised Assets Group, Llc
    Greenwood Village, CO
Previous Registrations
  • 2021-06-16 → 2022-03-18
    Personal Capital Advisors Corporation
    Nashville, TN
    Greenwood Village, CO
  • 2018-04-26 → 2021-04-06
    Nashville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-28
S63 Uniform Securities Agent State Law Examination 2013-12-05
  • S66 Uniform Combined State Law Examination
    2018-06-28
  • S63 Uniform Securities Agent State Law Examination
    2013-12-05
Designations
  • Certified Financial Planner
Other Names
  • Samantha Shore
  • Samantha Leigh Shore

View on SEC IAPD

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