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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-04-23 |
| TX | RA | APPROVED | 2021-04-23 |
Branch Locations
555 Capitol Mall, Ste 747, Sacramento, CA 95814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Roseville | CA | 03/2008 | 03/2021 |
| Raymond James Financial Services, Inc. | Omaha | CA | 04/2021 | Present |
| Raymond James Financial Services Advisors, Inc. | Sacramento | CA | 04/2021 | Present |
| N/A | Roseville | CA | 01/2026 | 07/2026 |
| Legacy Wealth Management | Sacramento | CA | 04/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2014-02-28 |
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