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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-08-29 |
| NC | RA | APPROVED | 2016-08-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Huntersville | NC | 06/2016 | Present |
| Bank Of America, N.A. | Huntersville | NC | 10/2016 | Present |
I*122999 For profit or not for profit: For-Profit Organization Name of outside business organization: Flight Radar Investment related: N Address of business: charlotte, North Carolina 28269 Nature of business: Sole Proprietorship, Position, title, association: Owner, Start date of relationship: 6/1/2019 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: This is an android app I would like to purchase similar to my previous approved app called app locker. This app tracks and displays commercial and publicly available flight information for plane enthusiasts. It earns revenue through advertising. I*1023328 For profit or not for profit: Entity For Profit Name of outside business organization: Uber Technologies, Inc. Investment related: N Address of business: San Francisco, California, 94103 Nature of business: ["Corporation"] Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 10/17/2022 Number of hours devoted: 10 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , rideshare driving
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-06 |
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