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CRD 6263683
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-02-21 |
| NE | RA | APPROVED | 2014-01-10 |
Branch Locations
116 N. Main Street, West Point, NE 68788 • United States
2601 W. Cooper Drive, Norfolk, NE 68701 • United States
606 Main St, Creighton, NE 68729 • United States
701 4Th St, Deshler, NE 68340 • United States
302 E Park Ave, Plainview, NE 68769 • United States
1120 Ave E, Wisner, NE 68791 • United States
114 West Main St, Pierce, NE 68767 • United States
419 No Main St, Pilger, NE 68768 • United States
105 W Elm St, York, NE 68467 • United States
506 S 13Th St, Norfolk, NE 68701 • United States
2655 Jamie Lane, Lincoln, NE 68512 • United States
7001 Pioneers Blvd Ste A, Lincoln, NE 68506 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | West Point | NE | 12/2013 | Present |
1. 07/30/2014 - Premier Financial - INV REL - 116 N Main St. West Point, NE 68788 - Non-Variable Insurance - START 07/11/2014 - 1 HOUR PER MONTH, 0 DURING TRADING - AgenT 2. 09/11/2015 - Midwest Wealth Management - INV REL - 116 N Main Street, West Point, NE 68788, 114 W Main Street, Pierce, NE 68767, All Bank Satellite Locations - DBA for LPL Business (entity for LPL business) - START 06/01/2014 - 250 HOURS PER MONTH, 8 DURING TRADING - I am an advisor under our DBA Midwest Wealth Management.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-07 |
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