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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
  • NE RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

139 S Main St Ste 200, West Point, NE 68788 • United States

14301 Fnb Pkwy Ste 215, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Omaha NE 10/2002 07/2021
Various Insurance Carriers For W&R Insurance Agencies Elkhorn NE 03/2003 07/2021
The Expanse Team Llc Elkhorn NE 08/2010 07/2021
Edge Technologies, Llc. Elkhorn NE 09/2011 07/2021
Gms Benefits Inc Omaha NE 08/2016 07/2021
Expanse Wealth Management (Dba) Omaha NE 09/2017 07/2021
Expanse Holdings, Llc Omaha NE 10/2018 07/2021
Lpl Financial Llc Omaha NE 07/2021 Present
  • 10/2002 → 07/2021
    Waddell & Reed, Inc
    Omaha, NE
  • 03/2003 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Elkhorn, NE
  • 08/2010 → 07/2021
    The Expanse Team Llc
    Elkhorn, NE
  • 09/2011 → 07/2021
    Edge Technologies, Llc.
    Elkhorn, NE
  • 08/2016 → 07/2021
    Gms Benefits Inc
    Omaha, NE
  • 09/2017 → 07/2021
    Expanse Wealth Management (Dba)
    Omaha, NE
  • 10/2018 → 07/2021
    Expanse Holdings, Llc
    Omaha, NE
  • 07/2021 → Present
    Omaha, NE
Previous Registrations
  • 2003-02-18 → 2021-07-21
    Waddell & Reed
    Omaha, NE
    Omaha, NE
    West Point, NE
    Savage, MN
    Omaha, NE
    Nebraska City, NE
    West Point, NE
    West Point, NE
Other Businesses

1-08/06/2021-The Expanse Team INC/Business Entity For Tax/Investment Purposes Only/Not Investment Related/0%/21200 Brentwood Rd., Elkhorn , NE, , 68022 - Start date: 10/2009 2-08/06/2021-Expanse Wealth Management/DBA for LPL Business (entity for LPL business)/Investment Related/0%/21200 Brentwood Rd., Elkhorn , NE, , 68022 - Start date: 8/2017 2-08/06/2021 - Edge Technologies, LLC/OTHER/Not Investment Related/0%/21200 Brentwood Rd., Elkhorn , NE, , 68022 - start date: 9/2011 4-08/06/2021-Expanse Wealth Management, LLC/Business Entity For Tax/Investment Purposes Only/Not Investment Related/0%/21200 Brentwood Rd., Elkhorn , NE, , 68022 - Start date:8/2017 5-08/06/2021-GMS Benefits, Inc/Non-Variable Insurance/Investment Related/0%/17445 Arbor Street, Suite 200, Omaha , NE, , 68130, - Start date:7/2016 6-04/05/2022 - Expanse Risk Management, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 11/11/2021 - 10 Hours Per Month/10 Hours During Securities Trading. 7- 04/26/2022- Expanse Risk Management - Investment Related - At Reported Business Location(s) - Insurance Agency - Sole Owner - Start Date - 11/11/2021 - 10 Hours Per Month/ 10 Hours During Securities Trading 8- 03/12/2024 - Expanse Holdings, LLC - Inv Related - West Point, NE - Real Estate Rental - Started: 8/6/2021 - 10 Hrs/Mo; 0 Hr During Trading. 9- 12/05/2024 - West Point Brewing Co., LLC - Non-Investment Related - West Point, NE - Other - Tap Room & Event Space - Owner / Managing Member - Start Date 07/01/2022 - 10 Hours Per Month/ 0 Hours During Securities Trading 10. 10/10/2025 - Expanse Tax & Accounting - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start date: 10/1/2025 - 8 Hours Per Month/ 04 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-25
  • S66 Uniform Combined State Law Examination
    2003-01-25
Other Names
  • Shawn Macken

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