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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-11 |
| TX | RA | APPROVED_RES | 2022-01-21 |
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
88 Froehlich Farm Blvd Suite 320, Woodbury, NY 11797 • United States
1393 Veteran's Memorial Hwy Suite 307S, Hauppauge, NY 11788 • United States
Huntington Station, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Woodbury | NY | 10/2013 | Present |
| Mml Investors Services, Llc | Woodbury | NY | 11/2013 | Present |
Name: Long Island Soccer Referee Association Inv Rel: N Add: 701-9 Koehler Ave, Ronkonkoma, NY 11779 Nature: Sports Official Position: Referee Start Date: 04/29/2023 No Hrs/Mo: 10 No/Hrs Mo dur trading: 0 Describe Duties: Referee
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-26 |
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