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Corinne Wolthuis

Cetera Investment Advisers LLC

Tampa, FL

CRD 6263589

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-11-06
  • FL RA
    APPROVED
    Since 2023-11-06

Branch Locations

2202 N. Westshore Blvd Suite 150, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Bank Wesley Chapel FL 03/2015 05/2018
Suntrust Investment Services, Inc. Atlanta GA 03/2015 04/2018
Suntrust Advisory Services, Inc. Atlanta GA 09/2016 05/2018
Bank Of America Tampa FL 05/2018 04/2019
Suntrust Investment Services Inc Atlanta GA 04/2019 Present
Suntrust Bank Tampa FL 04/2019 Present
Suntrust Advisory Services, Llc Atlanta GA 04/2019 Present
Hancock Whitney Bank Tampa FL 10/2023 Present
Cetera Investment Services Llc Saint Cloud MN 10/2023 Present
Cetera Investment Advisers Llc Tampa FL 10/2023 Present
  • 03/2015 → 05/2018
    Suntrust Bank
    Wesley Chapel, FL
  • 03/2015 → 04/2018
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 09/2016 → 05/2018
    Suntrust Advisory Services, Inc.
    Atlanta, GA
  • 05/2018 → 04/2019
    Bank Of America
    Tampa, FL
  • 04/2019 → Present
    Suntrust Investment Services Inc
    Atlanta, GA
  • 04/2019 → Present
    Suntrust Bank
    Tampa, FL
  • 04/2019 → Present
    Suntrust Advisory Services, Llc
    Atlanta, GA
  • 10/2023 → Present
    Hancock Whitney Bank
    Tampa, FL
  • 10/2023 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 10/2023 → Present
    Tampa, FL
Previous Registrations
Other Businesses

1. BOARDMEMBER FOR VILLA ROSA MASTER ASSOCIATION, INC; HOME OWNERS ASSOCIATION

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-28
S63 Uniform Securities Agent State Law Examination 2014-01-09
  • S66 Uniform Combined State Law Examination
    2016-11-28
  • S63 Uniform Securities Agent State Law Examination
    2014-01-09
Other Names
  • Corinne Skop

View on SEC IAPD

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