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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2021-09-14 |
Branch Locations
Two Portland Square, 7Th Floor, Portland, ME 04101 • United States
Westbrook, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates Inc. | Portland | ME | 07/2016 | Present |
(1) RIVERFRONT LOFT CONDOMINIUM OWNERS ASSOCIATION. IT IS NOT INVESTMENT RELATED. THE LOCATION IS 30 LINCOLN STREET, WESTBROOK, ME 04092. I HAVE BEEN A MEMBER OF THE CONDOMINIUM BOARD WHERE I RESIDE FOR FIVE YEARS AND I AM CURRENTLY A VOTING BOARD MEMBER. I DEVOTE ROUGHLY FOUR HOURS A MONTH TO THIS POSITION. I DO NOT DEVOTE ANY TIME TO THIS POSITION DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-04 |
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