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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-08 |
| TX | RA | APPROVED | 2021-07-08 |
Branch Locations
520 Newport Center Drive Suite 1500, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Newport Beach | CA | 01/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Newport Beach | CA | 11/2016 | 07/2021 |
| Stifel Nicolaus & Co Inc | Newport Beach | CA | 07/2021 | Present |
1. Volunteer Network OC; P.O. BOX 16034, IRVINE, CA 92623; Volunteer opportunities in the orange county region; board member; work collaboratively with other board members as partners to help connect volunteers with organizations who help others; 2/15/2024; 2 Hours per Week; Not during securities trading hours; Not investment-related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-19 |
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