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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-09-22 |
Branch Locations
290 South Pleasantburg Drive, Greenville, SC 29607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Covington | KY | 05/2013 | 07/2024 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 07/2024 |
| Guardian Life Insurance Company | Greenville | SC | 07/2024 | 07/2025 |
| Park Avenue Securities | Greenville | SC | 08/2024 | 07/2025 |
| Guardian Life Insurance Company | Taylors | SC | 08/2024 | 07/2025 |
| Park Avenue Securities | Taylors | SC | 08/2024 | 07/2025 |
| Cetera Investment Services Llc | Saint Cloud | MN | 09/2025 | Present |
| Cetera Investment Advisers Llc | Greenville | SC | 09/2025 | Present |
| Regions Bank | Greenville | SC | 09/2025 | Present |
1. OWNER OF SHORT TERM RENTAL HOME ON AIRBNB.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-03 |
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