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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-06-01
  • OH RA
    APPROVED
    Since 2022-06-01

Branch Locations

9987 Carver Rd Suite 100, Cincinnati, OH 45242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Covington KY 05/2013 08/2018
Fidelity Personal And Workplace Advisors Boston MA 07/2018 08/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated( Cincinnati OH 09/2018 11/2020
Bank Of America, N.A. Cincinnati OH 09/2018 11/2020
Argi Investment Services Llc Louisville KY 06/2021 04/2022
Searching For Employment Cincinnati OH 11/2020 05/2021
Aw Securities Cincinnati OH 05/2022 Present
Allworth Financial Cincinnati OH 05/2022 Present
  • 05/2013 → 08/2018
    Fidelity Investments
    Covington, KY
  • 07/2018 → 08/2018
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 09/2018 → 11/2020
    Merrill Lynch, Pierce, Fenner & Smith Incorporated(
    Cincinnati, OH
  • 09/2018 → 11/2020
    Bank Of America, N.A.
    Cincinnati, OH
  • 06/2021 → 04/2022
    Argi Investment Services Llc
    Louisville, KY
  • 11/2020 → 05/2021
    Searching For Employment
    Cincinnati, OH
  • 05/2022 → Present
    Aw Securities
    Cincinnati, OH
  • 05/2022 → Present
    Allworth Financial
    Cincinnati, OH
Previous Registrations
  • 2021-06-01 → 2022-05-03
    Cincinnati, OH
    New York, NY
  • 2018-09-10 → 2020-11-19
    Cincinnati, OH
    Atlanta, GA
    Marietta, GA
    Cincinnati, OH
    Marietta, GA
    Marietta, GA
    Frisco, TX
    Frisco, TX
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Fort Lauderdale, FL
    Cincinnati, OH
    Kansas City, MO
  • 2018-07-13 → 2018-09-13
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2014-12-23 → 2018-07-13
    Covington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-18
S63 Uniform Securities Agent State Law Examination 2014-01-09
  • S66 Uniform Combined State Law Examination
    2014-12-18
  • S63 Uniform Securities Agent State Law Examination
    2014-01-09
Designations
Other Names
  • Steven Joshua Hruby
  • Steve Hruby
  • Steven Hruby

View on SEC IAPD

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