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340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-06-01 |
Branch Locations
9987 Carver Rd Suite 100, Cincinnati, OH 45242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Covington | KY | 05/2013 | 08/2018 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 08/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated( | Cincinnati | OH | 09/2018 | 11/2020 |
| Bank Of America, N.A. | Cincinnati | OH | 09/2018 | 11/2020 |
| Argi Investment Services Llc | Louisville | KY | 06/2021 | 04/2022 |
| Searching For Employment | Cincinnati | OH | 11/2020 | 05/2021 |
| Aw Securities | Cincinnati | OH | 05/2022 | Present |
| Allworth Financial | Cincinnati | OH | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-09 |
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