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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-02-05
AZ RA APPROVED 2015-07-15
  • TX RA
    APPROVED
    Since 2016-02-05
  • AZ RA
    APPROVED
    Since 2015-07-15

Branch Locations

3945 E. Paradise Falls Dr Ste 261, Tucson, AZ 85712 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Tucson AZ 01/2015 Present
  • 01/2015 → Present
    Wells Fargo Advisors Financial Network
    Tucson, AZ
Other Businesses

UNIVERSITY OF ARIZONA, NOT INV RELATED, TUCSOON, AZ., NORWEGIAN TUTOR, START: 2/1/15, 24 HOURS/MONTH, 0 DURING TRADING, NORWEGIAN CRITICAL LANGUAGES PROGRAM TUTOR. ARTIST, NOT INV RELATED, TUCSON, AZ, ARTIST, START 12/1/2018, 40 HOURS PER MONTH, ZERO DURING TRADING, SELF DRIVEN ARTISTIC PRACTICE INCLUDING CREATING DISPLAYING AND SELLING ARTWORK. SIVILLI CAPITAL MANAGEMENT LLC, INV RELATED, TUCSON, AZ, 33.3% OWNERSHIP, START 1/27/2006, 200 HOURS PER MONTH, 200 HOURS DURING TRADING, FINET PRACTICE.; TALLBOY, LLC, INV RELATED, TUCSON, AZ, 100% OWNERSHIP, START: 2/23/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-07-06
S63 Uniform Securities Agent State Law Examination 2015-06-08
  • S65 Uniform Investment Adviser Law Examination
    2015-07-06
  • S63 Uniform Securities Agent State Law Examination
    2015-06-08

View on SEC IAPD

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