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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-19 |
| CA | RA | APPROVED | 2014-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Coronado | CA | 11/2014 | Present |
1. 9/30/2015: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/16/15 - 2 Hours Per Month/0 Hours During Securities Trading. 2) 08/15/2025 - Crown City Financial Services, LLC DBA Westax - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date:11/06/2014 - 80 Hrs/Mth - 10 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-06 |
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