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2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-07 |
| FL | RA | APPROVED | 2020-04-03 |
| CT | RA | APPROVED | 2019-11-01 |
Branch Locations
5901 Broken Sound Parkway Nw, Suite 502, Boca Raton, FL 33487 • United States
2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
Palm City, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Wilton | CT | 01/2015 | 08/2024 |
| Private Advisor Group, Llc | Morristown | NJ | 01/2015 | 11/2019 |
| Merit Financial Advisors | Alpharetta | GA | 11/2019 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2024 | Present |
1. Merit Financial Advisors - Investment Related - At Registered Location - RIA - Investment Advisor - 7/15/2024 - 160 Hours all during trading hours- Service clients 2. Fixed Insurance - Investment Related - At Registered Location - Agent - Fixed/Traditional Insurance7/15/2024 - 1 Hour - Service clients 3. Connecticut Council of Non-Adversarial Divorce - PO BOX 1551 Naugatuch, CT 06770 - Charitable Organization - Treasurer - 9/1/2024 - 1 Hour - Present quarterly reports that are generated and handed to me to present to the board 4. PKS. Investment Related. At the registered location. RR of BD. Commission compensation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-07 |
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