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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-24 |
| CA | RA | APPROVED | 2015-09-01 |
Branch Locations
1250 S Fullerton Rd, City Of Industry, CA 91748 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| East West Bank | Irvine | CA | 09/2015 | 10/2017 |
| Cetera Investment Services Llc | St Cloud | MN | 09/2015 | Present |
| Cetera Investment Advisers Llc | Artesia | CA | 09/2015 | Present |
| Cathay Bank | Artesia | CA | 10/2017 | Present |
1.)VICE PRESIDENT OF CA STATE BOARD FOR WORLD LEBANESE CULTURAL UNION; ASSIST PRESIDENT IN MEETINGS, EVENTS, AND SCHEDULING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-18 |
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