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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-03-18 |
| NM | RA | APPROVED | 2013-12-23 |
Branch Locations
6501 Americas Pkwy Ne Ste 1000, Albuquerque, NM 87110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Albuquerque | NM | 10/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Albuquerque | NM | 11/2016 | Present |
NEW MEXICO STATE ATHLETIC COMMISSION - LICENSED JUDGE. SANTA FE, NM. REFEREE/JUDGE FOR BOXING, MMA. START 12/1/2012. 10 HRS PER MO/0 DURING TRADING. DUTIES: REFEREE. PUEBLO OF POJOAQUE ATHLETIC COMMISSION; NOT INVESTMENT RELATED; SANTA FE, NM; LICENSED MMA REFEREE; START 8/2016; 3 HOURS PER MONTH/ 0 DURING TRADING HOURS. PASCUA YAQUI TRIBE ATHLETIC COMMISSION, NOT INV RELATED, TUSCON, AZ, MMA REFEREE, START 10/11/2019, 5 HOURS PER MONTH, ZERO DURING TRADING, REFEREE FOR PROFESSIONAL MIXED MARTIAL ARTS FIGHTS. AZRIZONA BOXING AND MIXED MARTIAL ARTS COMMISSION, NOT INV RELATED, PHOENIX, AZ, REFEREE, START 1/1/2020, 5 HOURS PER MONTH, ZERO DURING TRADING, REFEREE FOR PROFESSIONAL MIXED MARTIAL ARTS FIGHTS. COLORADO COMBATIVE SPORTS COMMISSION, NOT INVT RELATED, DENVER, CO, REFEREE, START 2/29/2020, 10 HRS PER MONTH, 0 HRS DURING TRADING, REFEREE AMATEUR MIXED MARTIAL ARTS FIGHTS. ROAD RUNNER FOOD BANK OF NEW MEXICO, INV RELATED, ALBUQUERQUE, NM, FINANCE COMMITTEE MEMBER, START 2/26/2021, 1.5 HOURS PER MONTH, ZERO DURING TRADING, CREATING THE INVESTMENT POLICY STATEMENT. THE GOLD CORNER, INV RELATED, SUNLAND PARK, NM, TREASURER, START 3/1/2021, KEEPING RECORD OF FUNDS FOR THE ORGANIZATION. TEXAS DEPARTMENT OF LICENSING AND REGULATION, NOT INV RELATED, AUSTIN, TX, REFEREE/JUDGE, START 4/1/2022, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, OFFICIATING MIXED MARTIAL ARTS FIGHTS. UNITED STATES MIXED MARTIAL ARTS FEDERATION, NOT INV RELATED, AUSTIN, TX, REFEREE/JUDGE, START 4/1/2022, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, OFFICIATING MIXED MARTIAL ARTS FIGHTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-21 |
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