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William David Fok

Bfc Planning, Inc.

Cedar Rapids, IA

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Current Employers
Bfc Planning, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-05
  • CA RA
    APPROVED
    Since 2025-12-05

Branch Locations

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 03/2016 03/2024
Bank Of America, N.A. San Jose CA 02/2017 03/2024
Moloney Securities Co., Inc. Manchester MO 06/2024 Present
Moloney Securities Asset Management, Llc Manchester MO 06/2024 Present
None. Unemployed Palo Alto CA 03/2024 06/2024
Berthel, Fisher & Company Financial Services, Inc. Manchester MO 12/2025 Present
Bfc Planning, Inc. Cedar Rapids IA 12/2025 Present
  • 03/2016 → 03/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Jose, CA
  • 02/2017 → 03/2024
    Bank Of America, N.A.
    San Jose, CA
  • 06/2024 → Present
    Moloney Securities Co., Inc.
    Manchester, MO
  • 06/2024 → Present
    Moloney Securities Asset Management, Llc
    Manchester, MO
  • 03/2024 → 06/2024
    None. Unemployed
    Palo Alto, CA
  • 12/2025 → Present
    Berthel, Fisher & Company Financial Services, Inc.
    Manchester, MO
  • 12/2025 → Present
    Bfc Planning, Inc.
    Cedar Rapids, IA
Previous Registrations
  • 2024-07-01 → 2025-12-05
    Moloney Securities Asset Management Llc
    Manchester, MO
    Palo Alto, CA
  • 2016-11-28 → 2024-03-19
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Jose, CA
    San Jose, CA
    San Francisco, CA
    San Jose, CA
    San Francisco, CA
    San Jose, CA
    Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-22
  • S66 Uniform Combined State Law Examination
    2016-11-22
Other Names
  • Bill Fok
  • William David Tze-Chung Fok
  • William Fok

View on SEC IAPD

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Other Investors

THOMAS THEO FOX
JEFFREY ALAN HILLEMAN
CORY ROBERT SCHIELTZ
THOMAS JOSEPH BURKE
ERIC MICHAEL KAESTNER
KYLE AMBROSE MCLAUGHLIN
BLAKE DANIEL HELMS
Noah Lee Nabb

Other Offices

OSAIC WEALTH, INC. · CEDAR RAPIDS, IA
OSAIC WEALTH, INC. · CEDAR RAPIDS, IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · CEDAR RAPIDS, IA
VALIC FINANCIAL ADVISORS, INC. · CEDAR RAPIDS, IA
ACCEL WEALTH MANAGEMENT · Cedar Rapids, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Cedar Rapids, IA
EDWARD JONES · CEDAR RAPIDS, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Hiawatha, IA

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