Dean H Miller

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-09-16
NV	RA	APPROVED	2020-07-27

TX RA
APPROVED_RES

Since 2020-09-16
NV RA
APPROVED

Since 2020-07-27

Branch Locations

5390 Kietzke Lane Suite 200, Reno, NV 89511 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	New York	NY	07/2014	07/2017
Morgan Stanley	New York	NY	06/2020	Present
Morgan Stanley	New York	NY	08/2017	03/2020

07/2014 → 07/2017

Ubs Financial Services Inc.

New York, NY
06/2020 → Present

Morgan Stanley

New York, NY
08/2017 → 03/2020

Morgan Stanley

New York, NY

Previous Registrations

2017-09-13 → 2020-03-02

Morgan Stanley

New York, NY

New York, NY
2014-07-17 → 2017-08-08

Ubs Financial Services Inc.

New York, NY
2014-02-28 → 2014-07-17

Ameriprise Financial Services, Llc

Langhorne, PA

Minneapolis, MN

Langhorne, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-02-27

S66 Uniform Combined State Law Examination

2014-02-27

Other Names

Dean Harrison Miller

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews