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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-10-11
  • FL RA
    APPROVED
    Since 2021-10-11

Branch Locations

396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States

1699 Coral Way Fl 1, Coral Gables, FL 33145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Miami FL 08/2011 Present
Wells Fargo Advisors, Llc. Miami FL 10/2013 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 Present
  • 08/2011 → Present
    Wells Fargo Bank Na
    Miami, FL
  • 10/2013 → 11/2016
    Wells Fargo Advisors, Llc.
    Miami, FL
  • 11/2016 → Present
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-02
S63 Uniform Securities Agent State Law Examination 2013-11-27
  • S66 Uniform Combined State Law Examination
    2020-12-02
  • S63 Uniform Securities Agent State Law Examination
    2013-11-27
Other Names
  • Arletys Gonzalez
  • Arletys Gonzalez Rodriguez

View on SEC IAPD

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