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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2022-08-11 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Hunt Valley | MD | 05/2017 | 02/2018 |
| Morgan Stanley | Hunt Valley | MD | 05/2016 | 04/2017 |
| Pruco Securities Llc | Hunt Valley | MD | 05/2017 | 02/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hunt Valley | MD | 04/2018 | 07/2022 |
| Unemployed | Hunt Valley | MD | 03/2018 | 04/2018 |
| Bank Of America, N.A. | Hunt Valley | MD | 05/2018 | 07/2022 |
| Empower Financial Services, Inc | Greenwood Village | CO | 07/2022 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 07/2022 | Present |
I*811396 For profit or not for profit: Entity For Profit Name of outside business organization: DMJ Holdings Investment related: Y Address of business: Baltimore, Maryland, 21224 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 4/14/2022 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , This is a rental property LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-28 |
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