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Katherine M Scardello

J.P. Morgan Securities LLC

Phoenix, AZ

CRD 6259146

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-12-23
TX RA APPROVED 2024-12-23
  • AZ RA
    APPROVED
    Since 2024-12-23
  • TX RA
    APPROVED
    Since 2024-12-23

Branch Locations

4300 E Camelback Rd Suite #400, Floor 04, Phoenix, AZ 85018-2719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Phoenix AZ 03/2006 09/2024
Bofa Securities, Inc. Scottsdale AZ 05/2019 09/2024
Jpmorgan Chase Bank, N.A. Phoenix AZ 10/2024 Present
J.P. Morgan Securities Llc Phoenix AZ 10/2024 Present
  • 03/2006 → 09/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Phoenix, AZ
  • 05/2019 → 09/2024
    Bofa Securities, Inc.
    Scottsdale, AZ
  • 10/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Phoenix, AZ
  • 10/2024 → Present
    J.P. Morgan Securities Llc
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-23
S63 Uniform Securities Agent State Law Examination 2014-06-20
  • S66 Uniform Combined State Law Examination
    2024-12-23
  • S63 Uniform Securities Agent State Law Examination
    2014-06-20
Other Names
  • Katherine Marie Miller
  • Katie Marie Miller
  • Katie Marie Scardello

View on SEC IAPD

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Nearby Investors

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Nearby Offices

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ

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