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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-16
KY RA APPROVED 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2026-02-16
  • KY RA
    APPROVED
    Since 2025-03-31

Branch Locations

500 North Hurstbourne Parkway Suite 450, Louisville, KY 40222-3310 • United States

Edgewood, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Covington KY 04/2012 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 04/2012 → Present
    Fidelity Brokerage Services Llc
    Covington, KY
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Louisville, KY
    Edgewood, KY
  • 2012-05-09 → 2018-07-13
    Covington, KY
  • 2012-03-16 → 2012-04-16
    Bellevue, KY
Other Businesses

OBA-9754|OrgNmn:Justin Baute|Org Addr:edgewood,Kentucky,US|OBA Nature:Rental Property|Invst Rel:Y|Title:Owner|Duties:Rent collection, normal upkeep, renting of units|StrtDt:10-31-07|TotHrs/mon:10|TrdHrs/mon:0|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-08
S63 Uniform Securities Agent State Law Examination 2006-10-20
  • S65 Uniform Investment Adviser Law Examination
    2012-05-08
  • S63 Uniform Securities Agent State Law Examination
    2006-10-20

View on SEC IAPD

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