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Antonio B Cervantes

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Modesto, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-12
CA RA APPROVED 2024-03-05
  • TX RA
    APPROVED_RES
    Since 2024-04-12
  • CA RA
    APPROVED
    Since 2024-03-05

Branch Locations

801 10Th St, Modesto, CA 95354 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Moreno Valley CA 09/2022 Present
Unemployed Moreno Valley CA 07/2022 09/2022
Ross Stores, Inc. Moreno Valley CA 03/2022 06/2022
Icon Collective Burbank CA 01/2021 12/2021
Unemployed Moreno Valley CA 06/2020 12/2020
Adr Services, Inc. Century City CA 08/2016 06/2020
Ashley Furniture Industries Inc. Moreno Valley CA 03/2022 04/2022
  • 09/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Moreno Valley, CA
  • 07/2022 → 09/2022
    Unemployed
    Moreno Valley, CA
  • 03/2022 → 06/2022
    Ross Stores, Inc.
    Moreno Valley, CA
  • 01/2021 → 12/2021
    Icon Collective
    Burbank, CA
  • 06/2020 → 12/2020
    Unemployed
    Moreno Valley, CA
  • 08/2016 → 06/2020
    Adr Services, Inc.
    Century City, CA
  • 03/2022 → 04/2022
    Ashley Furniture Industries Inc.
    Moreno Valley, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-04
  • S66 Uniform Combined State Law Examination
    2024-03-04
Other Names
  • Antonio Barajas Cervantes

View on SEC IAPD

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INTEGRAL WEALTH MANAGEMENT · Modesto, CA
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