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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Antioch | CA | 02/2011 | 03/2023 |
| Wells Fargo Advisors Llc | Pittsburg | CA | 10/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Antioch | CA | 11/2016 | 03/2023 |
| Adp Broker-Dealer, Inc. | El Paso | TX | 07/2023 | 09/2023 |
| Adp, Inc. | El Paso | TX | 07/2023 | 09/2023 |
| Unemployed | El Paso | TX | 03/2023 | 07/2023 |
| Gecu | El Paso | TX | 09/2023 | Present |
| Lpl Financial Llc | El Paso | TX | 09/2023 | Present |
1- 09/2023- GECU Investment Services - DBA for LPL Business (entity for LPL business)- Inv. Related- At reported business location(s) 2- 09/2023 / NOTARY / INVESTMENT RELATED / START DATE 07/15/2018
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-02 |
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