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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2000-11-10
  • TX RA
    APPROVED
    Since 2000-11-10

Branch Locations

4699 N Mesa St, El Paso, TX 79912 • United States

El Paso, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner Smith El Paso TX 08/2000 Present
Bank Of America, N.A. El Paso TX 08/2011 Present
  • 08/2000 → Present
    Merrill Lynch Pierce Fenner Smith
    El Paso, TX
  • 08/2011 → Present
    Bank Of America, N.A.
    El Paso, TX
Other Businesses

I*2707302, Entity Type: Entity Charitable, Name of OBA: YWCA of El Paso Foundation, Address: El Paso, Texas, 79902, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 10/14/2025, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties: The purpose of the Board of Trustees is to oversee the development and management of the YWCA of El Paso Foundation and to direct the efforts of the Development Committee. There is also an Investment Committee that is separate and not mandatory for all board members to participate. see Bylaws in Uploaded documents I*3210275 Entity Type: Entity Charitable Name of OBA: El Paso Chamber Address: El Paso, Texas, 79901 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/27/2026 Number of Hours: 6, Yearly Number of Hours during trading: 1, Yearly Duties: Leading business advocacy organization in El Paso region, dedicated to fostering job growth, economic expansion and elevating quality of life. serve in an advisory capacity for the board and as an advocate for the community.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-09
  • S66 Uniform Combined State Law Examination
    2000-11-09
Other Names
  • Kristine Marcum Carter

View on SEC IAPD

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