Carlos Fernandez

Current Employers

Employment History

• 06/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  El Paso, TX
• 01/2011 → Present
  Bank Of America, N.A.
  El Paso, TX

Previous Registrations

• 2004-12-16 → 2010-06-22
  Chase Investment Services Corp.
  El Paso, TX
  El Paso, TX
• 2004-01-23 → 2004-12-13
  Raymond James Financial Services, Inc.
  El Paso, TX

Other Businesses

I*350311 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CH & C SAVINGS LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: EL PASO, TEXAS 79912 NATURE OF BUSINESS: LLC POSITION, TITLE, ASSOCIATION: General Partner/Managing Member START DATE OF RELATIONSHIP: 11/18/2010 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS LLC OWNS AND RENTS A CONDO IN SANTA MONICA CA. THE OWNERS OF THE LLC ARE MY WIFE AND I. I*41544 For-Profit Organization Name: GREEN BALLOON LLC Investment related: N Address: EL PASO, Texas 79912 Position: Participant, Start date: 6/1/2010 hours devoted: 1 hr Quarterly hours devoted during trading hours: 0 Duties: THIS ENTITY OWNS AND LEASES COMMERCIAL REALESTATE. I AM A PASIVE INVESTOR. I*107972 For-Profit Organization Name: PEANUTS FARMS LLC Investment related: N Address: ANTHONY, New Mexico 88021 Position, title, association: Owner Start date of relationship: 8/25/2017 hours: 1 hr Monthly hours during trading : 0 Duties: I AM BUYING A FARM. AC THIS TIME THERE IS NO ACTIVITY, BUT I AM PLANNING TO GROW A PECAN FARM. I*127892 For profit or not for profit: Non-Profit Organization Name of outside business organization: PASO DEL NORTE HEALTH FOUNDATION Investment related: N Address of business: EL PASO, Texas 79912 Position, title, association: Advisory Board Member, Start date of relationship: 1/1/2020 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The Paso del Norte Health Foundation leads, leverages and invests in initiatives, programs and policies that promote health and prevent disease in the Paso del Norte region. As a board member I will oversee the Foundation operation.

Exams

• S66 Uniform Combined State Law Examination
  2004-01-08