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437 Newman Springs Road, Lincroft, NJ 07738 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-04-21 |
| TX | RA | APPROVED | 2017-10-27 |
Branch Locations
19269 Fm 2252 Suite 200, Garden Ridge, TX 78266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Ins Co | St Paul | MN | 10/2013 | 10/2017 |
| Securian Financial Services, Inc | St Paul | MN | 10/2013 | 10/2017 |
| Planto Roe Financial Svcs Inc | San Antonio | TX | 10/2013 | 10/2017 |
| Freelance Classical Musician | San Antonio | TX | 05/2003 | Present |
| Pensionmark Securities, Llc | Santa Barbara | CA | 10/2017 | Present |
| World Investment Advisors Dba Wd Pensionmark | Santa Barbara | CA | 10/2017 | Present |
1. Non-variable Insurance; Investment Related; 10/2017-PRES; San Antonio, TX 782483 1/1/2014; Insurance Agent; 2 hours per month; 0 hours during trading hours; Sales and service of non-variable insurance products. 2. FREELANCE CLASSICAL MUSICIAN; Non-Investment Related; San Antonio, TX 78248; Musician; 06/03-PRES; 1 hour per month; 0 hours during trading hours; I am occasionally hired as a cellist to perform at various live music events. 3. 14615 Snip Rental Home; Non-Investment Related; San Antonio, TX 78248; Rental Home; Owner; 1/1/2024; 2 hours per month; 0 hours during trading hours; Property management - leasing, maintenance, rent collection. 4. Paylocity; Non-Investment Related; 1400 American Ln, Schaumberg, IL 60173; Payroll Provider; Solicitor; 7/29/2025; 1 hour per month; 1 hour during trading hours; refer potential clients to paylocity for payroll services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-16 |
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