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437 Newman Springs Road, Lincroft, NJ 07738 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-11-07 |
| TX | RA | APPROVED | 2025-11-05 |
Branch Locations
19269 Fm 2252 Ste. 200, Garden Ridge, TX 78266 • United States
Misourri City, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Houston | TX | 01/2005 | 05/2020 |
| Princor Financial Services Corporation | Houston | TX | 02/2005 | 05/2020 |
| Usi Consulting Group, Inc. | Glastonbury | CT | 05/2020 | 07/2021 |
| Usi Securities, Inc. | Glastonbury | CT | 06/2020 | 07/2021 |
| Usi Advisors, Inc. | Glastonbury | CT | 06/2020 | 07/2021 |
| Gwfs Equities | Greenwood Village | CO | 07/2021 | 10/2022 |
| Frost Brokerage Services | Houston | TX | 12/2022 | 10/2025 |
| World Investment Advisors, Llc | Santa Barbara | CA | 10/2025 | Present |
| World Investments, Llc | Lincroft | NJ | 10/2025 | Present |
1. Non-Variable Insurance; Investment Related; 19243 FM 2252, Suite 300 Garden Ridge, TX 78266; Non-Variable Insurance and Annuities; Insurance Agent; 10/20/2025; 160 hours per month; 120 hours during trading hours; Sales and Service of non-variable insurance and annuities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-17 |
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