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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-11 |
| OK | RA | APPROVED | 2026-02-03 |
Branch Locations
211 N Robinson Ave Ste N1600 One Leadership Square, Oklahoma City, OK 73102 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | St Louis | MO | 10/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | St Louis | MO | 11/2016 | Present |
US ARMY NATIONAL GUARD; NOT INV RELATED;BROKEN ARROW,OK; NATIONAL GUARD/RESERVIST DUTIES; ENGINEER STAFF OFFICER, S4; START DATE: 04/29/2026; 48 HRS PER MONTH; 48 HRS DURING TRADING; OKLAHOMA NATIONAL GUARD (120TH ENGINEER BATTALION FUND) ; INV RELATED;BROKEN ARROW,OK; MILITARY SERVICE AND DOMESTIC SUPPORT; TREASURER; START DATE: 08/01/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-18 |
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