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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-19 |
| KS | RA | APPROVED | 2018-01-03 |
Branch Locations
1617 North Waterfront Parkway Suite 200, Wichita, KS 67206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riedl First Securities Co. | Wichita | KS | 09/2013 | 08/2017 |
| Morgan Stanley | Wichita | KS | 08/2017 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 10/2017 | Present |
1. PLANET SUB; Investment related; RESTAURANT; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Jul 2003; During business hours: 0; After business hours: 5; Silent partner. Read emails/financials
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-20 |
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