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Current Employers
Rich Dewitt Wealth Management Llc

5959 Shallowford Rd Suite 105, Chattanooga, TN 37421 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-05-14
TX RA APPROVED_RES 2024-12-11
TN RA APPROVED 2024-01-04
  • GA RA
    APPROVED
    Since 2025-05-14
  • TX RA
    APPROVED_RES
    Since 2024-12-11
  • TN RA
    APPROVED
    Since 2024-01-04

Branch Locations

5959 Shallowford Rd Suite 105, Chattanooga, TN 37421 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2013 12/2023
Richard Dewitt Wealth Management Chattanooga TN 01/2024 Present
Pks Investments Albany NY 01/2024 Present
  • 10/2013 → 12/2023
    St Louis, MO
  • 01/2024 → Present
    Richard Dewitt Wealth Management
    Chattanooga, TN
  • 01/2024 → Present
    Pks Investments
    Albany, NY
Previous Registrations
  • 2014-03-04 → 2024-01-02
    St Louis, MO
    Cleveland, TN
    Cleveland, TN
    Chattanooga, TN
Other Businesses

1) Rich DeWitt Wealth Management. Investment Related. At Registered Location. RIA. Financial Advisor/ Owner. Start Date: 01/02/2024. 160 hrs/ month; 130 hrs/ month during trading hours. Provide advice to clients. 2) Fixed Insurance. Investment Related. At Registered Location. Fixed / Traditional Insurance. Agent. Start Date: 01/02/2024. 40 hrs/month; all during trading hours. Sales of fixed / traditional insurance products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-08
  • S66 Uniform Combined State Law Examination
    2014-01-08

View on SEC IAPD

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