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1701 1St Avenue, Rock Island, IL 61201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2026-01-12 |
| UT | RA | APPROVED | 2026-01-05 |
| CO | RA | APPROVED | 2025-05-27 |
| MT | RA | APPROVED | 2025-04-29 |
| IA | RA | APPROVED | 2024-01-09 |
| MN | RA | APPROVED | 2021-06-14 |
| SD | RA | APPROVED | 2020-07-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Spearfish | SD | 09/2008 | 03/2020 |
| Wells Fargo Advisors Llc | Spearfish | SD | 10/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Spearfish | SD | 11/2016 | 03/2020 |
| Modern Woodmen Of America | Rock Island | IL | 03/2020 | Present |
| Mwa Financial Services Inc | Rock Island | IL | 04/2020 | Present |
1)AUTHOR NONINV SPEARFISH SD OWNER/AUTHOR 8/18 80NONINV 0INV 2) BNI-Canyon Connections Chapter noninv Spearfish SD Networking Group 4/2021 3noninv/inv Secretary/Treasurer
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-27 |
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