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Thomas Earl Matug

Morgan Stanley

Orland Park, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-08
IL RA APPROVED 2024-05-07
  • TX RA
    APPROVED_RES
    Since 2024-05-08
  • IL RA
    APPROVED
    Since 2024-05-07

Branch Locations

15341 South 94Th Avenue Suite 200, Orland Park, IL 60462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Shorewood IL 12/2013 05/2024
Morgan Stanley Smith Barney Llc Orland Park IL 05/2024 Present
Morgan Stanley Private Bank, N.A New York NY 06/2024 Present
  • 12/2013 → 05/2024
    Fifth Third Securities
    Shorewood, IL
  • 05/2024 → Present
    Morgan Stanley Smith Barney Llc
    Orland Park, IL
  • 06/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2014-01-02 → 2024-05-08
    Fifth Third Securities, Inc.
    Shorewood, IL
    Romeoville, IL
    New Lenox, IL
    Orland Park, IL
    Orland Park, IL
    Orland Park, IL
    Lockport, IL
    Kankakee, IL
    Shorewood, IL
    Mokena, IL
    Shorewood, IL
    Orland Park, IL
    Orland Park, IL
    Mokena, IL
    Tinley Park, IL
    New Lenox, IL
    Matteson, IL
    New Lenox, IL
    Country Club Hills, IL
    Tinley Park, IL
    Mokena, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-30
  • S66 Uniform Combined State Law Examination
    2013-12-30
Other Names
  • Thomas Matug
  • Tom E Matug
  • Thomas E Matug

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · Orland Park, IL
CETERA INVESTMENT ADVISERS LLC · ORLAND PARK, IL
W&S BROKERAGE SERVICES, INC. · ORLAND PARK, IL
WAVE & BREAKOUT L.L.C. · ORLAND PARK, IL
HIGHPOINT PLANNING PARTNERS · ORLAND PARK, IL
WELLS FARGO CLEARING SERVICES, LLC · ORLAND PARK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ORLAND PARK, IL
AMERIPRISE FINANCIAL SERVICES, LLC · ORLAND PARK, IL

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