Michael Lopes Cardozo

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  Tampa, FL
• 01/2017 → Present
  Carlen Properties, Llc
  Tampa, FL
• 01/2019 → 12/2019
  Hillsborough Community College
  Tampa Bay, FL
• 08/2020 → Present
  Hillsborough Community College
  Tampa, FL
• 12/2023 → Present
  St Johns Episcopal
  Tampa, FL
• 10/2012 → Present
  Jpmorgan Chase Bank, N.A.
  Tampa, FL

Previous Registrations

• 2008-12-17 → 2012-10-01
  Chase Investment Services Corp.
  Tampa, FL
• 2008-09-09 → 2008-12-02
  Gunnallen Financial, Inc
  Tampa, FL

Other Businesses

Entity Name: Self Investment related: No Address: Private Residence Nature of the other business: E-Commerce Position/Title/Relationship: Employee/Contractor Start Date: 01/09/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Currently selling items on Ebay, other online commerce sites, as well as on consignment. The propose of this is to reduce the amount of items in my house and will not be a long standing practice. Items will include but are not limited to Antiques, watches, clothing, furniture, old jewery, and other household items. Entity Name: ST Johns Episcopal Investment related: No Address: 240 S Plant Ave Tampa fl 33606 Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 12/04/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: After school wrestling assistant coach. not similar to JPMC role. no connection ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: HILLSBOROUGH COMMUNITY COLLEGE POSITION: ADJUNCT PROFESSOR START DATE: 8/1/2020 ADDRESS: 4001 W Tampa Bay Blvd, Tampa, FL 33614 DETAILS: TEACH BASIC FINANCIAL ACCOUNTING TO UNDERGRADUATES. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 16 HOURS PER MONTH HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: CARLEN PROPERTIES, LLC. POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 1/31/2017 ADDRESS: 5520 TAMPA FL 33611 DETAILS: I WILL BE A MEMBER MANAGER. I WILL ID PROPERTIES, BUY THEM, AND RENT THEM OUT. THE LLC WILL HIRE A MANAGMENT COMPANY FOR DAY-TO-DAY OPERATIONS. PREVIOUSLY CONSIDERED NAMING K & M VENTURE, LLC. HOURS DEDICATED (per month unless otherwise indicated): 8 HOURS PER MONTH HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-09-02
• S63 Uniform Securities Agent State Law Examination
  2008-08-14

Other Names

• Robert Michael Lopes Cardozo
• Robert Michael Lopes Cardozo